CASS Risk Check
Find out which FCA Client Assets Sourcebook rules apply to your firm and where your compliance risks lie
Important Notice
This tool provides general guidance to help you understand which chapters of the FCA Client Assets Sourcebook (CASS) may be relevant to your firm based on the information you provide. It is designed for informational purposes only.
This tool does not constitute legal, regulatory, or compliance advice. The results should not be relied upon as a definitive assessment of your regulatory obligations. CASS rules are complex and their application depends on the specific facts and circumstances of your business.
We strongly recommend that you consult with your compliance team, legal advisors, or the FCA directly to confirm which rules apply to your firm.kmplai accepts no liability for any actions taken based on the results of this tool.